FPFOCO

RIASEC RegisteredEst. 2024
Total AUM
$152M
Discretionary
$150M
99% of AUM
Avg account
$322K
Accounts
471
Employees
4
Advisory reps
3

Firm details

Headquarters
FORT COLLINS, Colorado
CRD number
283890
Registered since
August 2, 2024
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.57%
  • Individuals26.43%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fpfoco is an independent, SEC-registered registered investment adviser that began SEC registration in 2024 and is organized as a limited liability company owned by an individual. The firm serves primarily individual and family clients and combines financial planning, portfolio management for individuals and small businesses, and the selection of other advisers as its core advisory services. Fpfoco operates as a capital allocator and charges clients via a percentage-of-AUM model and fixed fees. The firm lists accountant among its business activities and is not designated as a multi-state adviser; it is not positioned as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 20%, Cash & Cash Equivalents 3%, Derivatives 1%, Private Funds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents3%
  • Derivatives1%
  • Private Funds1%

Contacts

3 of 3
  • RILEY THOUBBORON

    Financial Planning SpecialistCRD 6506221

  • Regina Neenan

    PartnerCRD 7167307

  • JASON SPECINER

    Director of Investment and Tax Planning, FounderCRD 4781020

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$160M in ETFs

Passive

99%

$158M

Active

0%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM)State StreetPassiveLarge Blend$27.5M317,45717.18%

Location

Primary office

FORT COLLINS, CO

LARIMER

Location

FORT COLLINS, CO

Headquartered in FORT COLLINS, CO, in the West of the United States.

Region
West
County
LARIMER
Address
375 E Horsetooth Rd
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth