JIM SAULNIER & ASSOCIATES, LLC
Firm details
- Headquarters
- FORT COLLINS, Colorado
- CRD number
- 169889
- Registered since
- September 11, 2023
- Website
- www.jimhelps.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.16%
- Individuals24.76%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
JIM Saulnier & Associates, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm is owned by an individual and focuses on serving individual and family clients. It operates as a capital allocator: in addition to providing financial planning and portfolio management for individuals and small businesses, the firm also selects and allocates to third‑party advisers and managers. Fee arrangements include percentage of AUM, hourly charges, and fixed fees. JIM Saulnier & Associates maintains industry relationships with accountants and insurance companies to coordinate tax and insurance aspects of client plans. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Cash & Cash Equivalents7%
- Other5%
- Exchange Traded Equities4%
Owners & executives
1 of 1CHRISTOPHER STEIN
Retirement Planner, Data Analyst, & InstructorCRD 5561332
Contacts
3 of 4Jacob VonLoh
Financial PlannerCRD 7256423
Jacob Turner
PlannerCRD 7827735
JAMES SAULNIER
Founder and Financial PlannerCRD 3269945
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 133Active vs passive
$209M in ETFs
66%
$137M
15%
$72M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE 60/40 BALANCED ALLOCATION ETF (AOR) | BlackRock | Passive | Moderate Allocation | $26.5M | 412,258 | 12.72% |
Location
FORT COLLINS, CO
LARIMER
Location
FORT COLLINS, CO
Headquartered in FORT COLLINS, CO, in the West of the United States.
- Region
- West
- County
- LARIMER
- Address
- 506 E Mulberry St
- Time zone
- MT (UTC-7)
- Office locations
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