Jim Saulnier & Associates, LLC

RIASEC Registered

Total AUM

$286M

Discretionary

$286M

100% of AUM

Avg account

$457K

Accounts

627

Employees

7

Advisory reps

5

Firm details

Headquarters: Fort Collins, Colorado
CRD number: 169889
Registered since: September 11, 2023
Website: www.jimhelps.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.16%
Individuals24.76%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

JIM Saulnier & Associates, LLC is an independent registered investment adviser and capital allocator focused on individual and family clients. The firm is SEC registered (2023) and provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include a percentage-of-AUM component alongside hourly and fixed-fee engagements. The adviser reports relationships with an accountant and an insurance company and does not market itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds84%
Cash & Cash Equivalents7%
Other5%
Exchange Traded Equities4%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 142

Active vs passive

$257M in ETFs

Passive

64%

$165M

Active

15%

$92.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE 60/40 BALANCED ALLOCATION ETF (AOR)	BlackRock	Passive	Moderate Allocation	$33.9M	494,855	13.17%

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Primary office

Fort Collins, CO

Larimer

Location

Fort Collins, CO

Headquartered in Fort Collins, CO, in the West of the United States.

Region: West
County: Larimer
Address: 506 E Mulberry St
Time zone: MT (UTC-7)
Office locations

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