THE PACIFIC CENTER FOR FINANCIAL SERVICES

RIASEC RegisteredEst. 1997
Total AUM
$961M
Discretionary
$902M
94% of AUM
Avg account
$574K
Accounts
1,672
Employees
4
Advisory reps
5

Firm details

Headquarters
DANVILLE, California
CRD number
104557
Registered since
December 16, 1997
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.04%
  • Individuals16.96%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Pacific Center For Financial Services is an independent registered investment adviser that has been SEC-registered since 1997. The firm focuses on individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing along with options for hourly and fixed fees. The adviser does not position itself as a capital allocator or pension consultant, does not identify as an active ESG investor, and is organized as a domestic corporation with individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 15%, US Government Bonds 11%, Cash & Cash Equivalents 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities15%
  • US Government Bonds11%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • GLORIA SCHLIESSER

    Chief Financial OfficerCRD 4297755

  • STEPHEN SCHLIESSER

    President and CEOCRD 1439219

Contacts

3 of 3
  • ASHLEY SOUZA

    Investment Advisor RepresentativeCRD 4878053

  • JOHN BARGMANN

    OSJ Branch ManagerCRD 2648467

  • CHAD FRANCK

    Investment Advisor RepresentativeCRD 4458979

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 222

Active vs passive

$351M in ETFs

Passive

79%

$277M

Active

19%

$73.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ULTRA-SHORT BOND ETF (VUSB)VanguardActiveUltrashort Bond$55.9M1,123,79915.96%

Location

Primary office

DANVILLE, CA

CONTRA COSTA

Location

DANVILLE, CA

Headquartered in DANVILLE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
156 Diablo Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth