ANDREWS, LUCIA WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2006

Total AUM

$543M

Discretionary

$543M

100% of AUM

Avg account

$927K

Accounts

586

Employees

Advisory reps

Firm details

Headquarters: DANVILLE, California
CRD number: 130931
Registered since: July 3, 2006
Website: www.luciawealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: HNWI92.69%
Individuals5.92%
Corporations / Businesses1.39%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Andrews, Lucia Wealth Management LLC is an SEC-registered, fee-based advisory firm that focuses on discretionary portfolio management for individuals, small businesses and institutional clients. The firm operates as a capital allocator, blending public funds with selected third-party managers and overlays to construct client portfolios. Its advisory mandate includes direct portfolio management and the selection of other advisers, which suggests a mix of in-house management and outsourced manager relationships rather than a pure brokerage model. Investment activity centers on publicly traded funds as the primary building blocks, with a notable tilt toward ETF allocations at the 13F level. The firm does not list itself as an active ESG investor and is not registered as a multi-state adviser. Fee arrangements are structured as a percentage of AUM, aligning compensation with asset growth and client outcomes.