The Goff Financial Group

RIASEC Registered

Total AUM

$674M

Discretionary

$669M

99% of AUM

Avg account

$1M

Accounts

646

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 114796
Registered since: June 19, 2003
Website: www.gofffinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI94.05%
Individuals4.87%
Pension & Profit Sharing Plans1.02%
Other0.07%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Goff Financial Group is an independent registered investment adviser that has been SEC-registered since 2003. The firm operates as an LLC under individual ownership and advises both individuals/families and institutional clients. Its advisory scope centers on financial planning, portfolio management for individuals and small businesses, and delivery of educational seminars and workshops. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. The firm identifies as an active ESG investor and focuses on managing client portfolios rather than acting as a capital allocator. The Goff Financial Group received recognition from FA Magazine as a Top RIA Firm in 2020, reflecting industry visibility for its client-facing services and investment approach.