Saxon Financial Group

RIASEC Registered

Total AUM

$679M

Discretionary

$533M

78% of AUM

Avg account

$365K

Accounts

1,859

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 311687
Registered since: February 9, 2021
Website: www.saxonfinancialgroup.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.14%
Individuals14.45%
Pension & Profit Sharing Plans0.42%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Saxon Financial Group is an independent registered investment adviser and a corporation that positions itself as a wealth manager for individuals and families. The firm is SEC-registered (initial registration in 2021) and describes itself as a capital allocator that both manages portfolios and selects outside managers on clients’ behalf. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee options. Saxon does not identify as an active ESG investor.