Saxon Financial Group

RIASEC RegisteredEst. 2021
Total AUM
$679M
Discretionary
$533M
78% of AUM
Avg account
$365K
Accounts
1,859
Employees
19
Advisory reps
14

Firm details

Headquarters
Houston, Texas
CRD number
311687
Registered since
February 9, 2021
Custodians
RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.14%
  • Individuals14.45%
  • Pension & Profit Sharing Plans0.42%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Saxon Financial Group is an independent, SEC-registered registered investment adviser that operates as a corporation under individual ownership. The firm serves primarily individual and family clients and bills using a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements. Advisory services listed on filings include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers — the latter signals an active role as a capital allocator to third-party managers. Saxon does not identify itself as an active ESG investor and is not designated as a multi-state or newly formed adviser on its public filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 8%, State & Local Bonds 3%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Other 1%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%
  • US Government Bonds2%

Owners & executives

1 of 1
  • Jaclyn Gilbert

    Jaclyn Gilbert

    Chief Operations OfficerCRD 6184288

Contacts

3 of 13
  • Oscar Castro

    Oscar Castro

    ParaplannerCRD 7733678

  • Erin Erdil

    Erin Erdil

    Financial AdvisorCRD 2799598

  • Brandon Ivy

    Brandon Ivy

    Registered RepresentativeCRD 5565229

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 125

Active vs passive

$234M in ETFs

Passive

71%

$165M

Active

18%

$69M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO RAFI US 1000 ETF (PRF)InvescoPassiveLarge Value$31.1M575,36313.30%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1177 West Loop S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth