SAXON FINANCIAL GROUP
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 311687
- Registered since
- February 9, 2021
- Website
- www.saxonfinancialgroup.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.14%
- Individuals14.45%
- Pension & Profit Sharing Plans0.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Saxon Financial Group is an independent registered investment adviser established in 2021 and owned by an individual principal. The firm serves individual and family clients and acts as a capital allocator, offering a mix of fee arrangements (percentage of AUM, hourly, and fixed fees). Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of third‑party advisers. Saxon identifies as not being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents8%
- State & Local Bonds3%
- US Government Bonds2%
Owners & executives
1 of 1JACLYN GILBERT
Chief Operations OfficerCRD 6184288
Contacts
3 of 13Oscar Castro
ParaplannerCRD 7733678
ERIN ERDIL
Financial AdvisorCRD 2799598
BRANDON IVY
Registered RepresentativeCRD 5565229
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 115Active vs passive
$169M in ETFs
79%
$133M
17%
$36.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO RAFI US 1000 ETF (PRF) | Invesco | Passive | Large Value | $23.9M | 503,630 | 14.14% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 1177 West Loop S
- Time zone
- CT (UTC-6)
- Office locations
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