THE CLARK GROUP ASSET MANAGEMENT

RIASEC RegisteredEst. 2012
Total AUM
$344M
Discretionary
$301M
87% of AUM
Avg account
$438K
Accounts
786
Employees
5
Advisory reps
4

Firm details

Headquarters
DANA POINT, California
CRD number
164405
Registered since
September 28, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI74.7%
  • Individuals24.23%
  • Pension & Profit Sharing Plans1.04%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Clark Group Asset Management is an independent registered investment adviser formed in 2012 and owned by an individual. It serves both individual and family clients as well as institutional or business clients, offering financial planning and portfolio management for individuals, small businesses, and organizations. Fee arrangements combine a percentage of assets under management with fixed-fee engagements. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not market itself as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, US Government Bonds 20%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 1%73%
  • Exchange Traded Equities73%
  • US Government Bonds20%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • RAYMOND CLARK

    Founder & Chief Exceutive OfficerCRD 1009242

Contacts

3 of 3
  • Brandon Clark

    Head of Business DevelopmentCRD 7035559

  • ERIC CEDERGREEN

    PresidentCRD 2376216

  • MELISSA CLARK

    Corporate SecretaryCRD 5061055

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$233M in ETFs

Passive

93%

$216M

Active

2%

$16.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MEGA CAP VALUE INDEX FUND (MGV)VanguardPassiveLarge Value$17.1M117,7157.33%

Location

Primary office

DANA POINT, CA

ORANGE

Location

DANA POINT, CA

Headquartered in DANA POINT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
24941 Dana Point Harbor Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth