THE ASCENT GROUP, LLC
Firm details
- Headquarters
- VIRGINIA BEACH, Virginia
- CRD number
- 314424
- Registered since
- May 10, 2021
- Website
- ascentgroupmi.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI54.48%
- Individuals19.82%
- Pension & Profit Sharing Plans19.6%
- Corporations / Businesses3.67%
- Charitable Organizations2.42%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
The Ascent Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. It serves both individual/family and institutional clients and acts as a capital allocator, providing financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection-of-advisers services, and educational seminars. Its fee arrangements include asset-based fees, hourly charges, and fixed fees. The firm reports affiliations with broker-dealers, other investment advisers, and insurance companies, and it lists pension consulting among its business activities. The firm indicates it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds45%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents3%
Contacts
3 of 20CRAIG STANLEY
Lead PartnerCRD 5325378
MARK BATZEL
Lead PartnerCRD 1911220
MICHAEL MOSS
Platform LeaderCRD 6109175
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 306Active vs passive
$1.8B in ETFs
66%
$1.2B
14%
$626M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $124M | 1,624,460 | 6.81% |
Location
VIRGINIA BEACH, VA
VIRGINIA BEACH CITY
Location
VIRGINIA BEACH, VA
Headquartered in VIRGINIA BEACH, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.
- Metro area
- Virginia Beach-Norfolk, VA-NC
- Region
- South
- County
- VIRGINIA BEACH CITY
- Address
- 192 Ballard Ct
- Time zone
- ET (UTC-5)
- Office locations
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