TFA Securities, Inc.
Firm details
- Headquarters
- El Segundo, California
- CRD number
- 284982
- Registered since
- August 16, 2017
Firm profile
FINTRXOverview
TFA Securities, Inc. is organized as a corporation and registered with the SEC in 2017. FINTRX classifies the firm as an investment bank rather than a traditional wealth manager or capital allocator. The registration record lists ownership as a combination of a domestic entity and an individual. The firm does not report a role as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, pension consultant, or related adviser in the available snapshot. Specifics on fee arrangements, advisory services, or business activities were not provided in the FINTRX snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Marshall Howard
President and CEOCRD 4397729
Contacts
3 of 4
Steven Thornton
PresidentCRD 4496384

Kristin Jackson
ChairmanCRD 4384346

William Newby
PresidentCRD 3271067
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
El Segundo, CA
Los Angeles
Location
El Segundo, CA
Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 201 Continental Blvd
- Time zone
- PT (UTC-8)
- Office locations
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