TFA Securities, Inc.

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
284982
Registered since
August 16, 2017

Firm profile

FINTRX

Overview

TFA Securities, Inc. is organized as a corporation that registered with the SEC in 2017 and is classified in the dataset as an investment bank. The record describes the firm as neither a capital allocator nor an active ESG investor, and it is not listed as a multi-state adviser, pension consultant, or related adviser. Ownership is identified as a mix of a domestic entity and individual ownership. The snapshot does not populate fields for client base, fee structure, business activities, or advisory activities, so the available public-facing profile is limited to the firm’s regulatory classification and a handful of operational flags in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Marshall Howard

    Marshall Howard

    President and CEOCRD 4397729

Contacts

3 of 4
  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

  • William Newby

    William Newby

    PresidentCRD 3271067

  • Kristin Jackson

    Kristin Jackson

    ChairmanCRD 4384346

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
201 Continental Blvd
Time zone
PT (UTC-8)
Office locations

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