TFA Securities, Inc.

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
284982
Registered since
August 16, 2017

Firm profile

FINTRX

Overview

TFA Securities, Inc. is organized as a corporation and registered with the SEC in 2017. FINTRX classifies the firm as an investment bank rather than a traditional wealth manager or capital allocator. The registration record lists ownership as a combination of a domestic entity and an individual. The firm does not report a role as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, pension consultant, or related adviser in the available snapshot. Specifics on fee arrangements, advisory services, or business activities were not provided in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Marshall Howard

    Marshall Howard

    President and CEOCRD 4397729

Contacts

3 of 4
  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

  • Kristin Jackson

    Kristin Jackson

    ChairmanCRD 4384346

  • William Newby

    William Newby

    PresidentCRD 3271067

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
201 Continental Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth