Cetera Wealth Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8,428
Avg account
$0

Firm details

Headquarters
El Segundo, California
CRD number
13572
Registered since
May 18, 1983
Website
cetera.com

Firm profile

FINTRX

Overview

Cetera Wealth Services, LLC operates as an independent broker‑dealer organized as an LLC. The firm functions primarily as an intermediary platform rather than a direct capital allocator, supporting financial professionals and their clients through product access and execution. Available metadata indicates the firm does not position itself as an active ESG investor and is not described as a multi‑state advisory firm or a pension consultant. The snapshot information does not list discrete advisory or proprietary investment programs, which aligns with a model focused on distribution and clearing services rather than running a centralized investment engine.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 35%, Cash & Cash Equivalents 7%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 201
  • Elizabeth Moores

    Elizabeth Moores

    Founder and CEOCRD 5776958

  • Brad Neves

    Brad Neves

    Partner, CFOCRD 5781398

  • Kellie Gillespie

    Kellie Gillespie

    COO, Investment Advisor RepresentativeCRD 5791740

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Contacts

3 of 8227
  • Daniel Hebenstreit

    Daniel Hebenstreit

    Financial AdvisorCRD 5639115

  • Steven Deckard

    Investment Advisor RepresentativeCRD 5639980

  • Patrick Dendy

    Patrick Dendy

    Financial AdvisorCRD 5640321

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,435

Active vs passive

$15.2B in ETFs

Passive

86%

$13.1B

Active

14%

$2.1B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$413M784,8482.72%

Location

Primary office

El Segundo, CA

Los Angeles

Location

El Segundo, CA

Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2301 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth