TED BUCHAN & COMPANY

RIASEC RegisteredEst. 2018
Total AUM
$413M
Discretionary
$374M
91% of AUM
Avg account
$335K
Accounts
1,235
Employees
7
Advisory reps
3

Firm details

Headquarters
SAN DIEGO, California
CRD number
140722
Registered since
May 21, 2018
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.48%
  • Individuals13.52%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

TED Buchan & Company is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm is individually owned and serves primarily individual and family clients, with portfolio management and financial planning for individuals and small businesses as its core advisory activities. Its fees combine a percentage-of-AUM structure with the option for fixed-fee engagements. TED Buchan & Company does not market itself as an active ESG investor, does not act as a capital allocator, and is not presented as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 21%, State & Local Bonds 2%, Cash & Cash Equivalents 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds21%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • KIMBERLEY MILLER

    Director of OperationsCRD 6169049

  • EDWARD BUCHAN

    PresidentCRD 2301238

  • Eric Schmid

    PartnerCRD 6761692

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 41

Active vs passive

$218M in ETFs

Passive

92%

$201M

Active

8%

$17M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$27M271,99112.38%

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
12396 World Trade Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth