CARMEL CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2005
Total AUM
$434M
Discretionary
$431M
99% of AUM
Avg account
$555K
Accounts
782
Employees
9
Advisory reps
8

Firm details

Headquarters
SAN DIEGO, California
CRD number
123907
Registered since
September 23, 2005
Custodians
CHARLES SCHWAB & CO., INC., INSPIRA FINANCIAL TRUST LLC
Fee structure
Percentage of AUM
Client types
  • HNWI61.18%
  • Individuals24.3%
  • Pension & Profit Sharing Plans9.92%
  • Pooled Investment Vehicles3.77%
  • Corporations / Businesses0.83%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Carmel Capital Partners, LLC is an SEC-registered investment adviser (since 2005) organized as an LLC and classified principally as a real estate fund manager. The firm advises both individual/family and institutional clients and provides portfolio management for individual/small business accounts as well as for pooled investment vehicles. It also acts in sponsor and GP/ managing member roles for pooled vehicles. Fees are structured as a percentage of assets under management. The firm does not identify as an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 17%, Other 12%, Private Funds 7%, Cash & Cash Equivalents 4%, US Government Bonds 3%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds17%
  • Other12%
  • Private Funds7%
  • Cash & Cash Equivalents4%

Contacts

3 of 8
  • RYAN PONSFORD

    Investment Advisor RepresentativeCRD 4363535

  • JOHN WHEELER

    Wealth AdvisorCRD 1065898

  • Susan Ferrari

    Executive DirectorCRD 7469689

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 34

Active vs passive

$105M in ETFs

Passive

76%

$80.1M

Active

22%

$24.9M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)Wisdom TreePassiveUltrashort Bond$29M576,93827.68%

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
12760 High Bluff Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth