BETA WEALTH GROUP, INC

RIASEC RegisteredEst. 2012

Total AUM

$460M

Discretionary

$460M

100% of AUM

Avg account

$1.2M

Accounts

383

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 165224
Registered since: August 24, 2012
Website: www.betawealthgroup.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI84.21%
Individuals13.96%
Pension & Profit Sharing Plans1.65%
Charitable Organizations0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Beta Wealth Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2012 and is owned by an individual. The firm serves primarily individual and family clients and offers a mix of financial planning and discretionary portfolio management for individuals, small businesses, and business/institutional clients. Its service set includes pension consulting and the selection of third‑party advisers. Beta Wealth Group charges fees by percentage of assets under management and also uses hourly and fixed-fee arrangements. The firm operates as a capital allocator that places client capital with external managers when appropriate. It does not position itself as an active ESG investor and is not structured as a multi‑state adviser.