PLATT WEALTH MANAGEMENT

RIASEC RegisteredEst. 2018
Total AUM
$391M
Discretionary
$391M
100% of AUM
Avg account
$589K
Accounts
663
Employees
5
Advisory reps
4

Firm details

Headquarters
SAN DIEGO, California
CRD number
297487
Registered since
July 6, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.59%
  • Individuals11.25%
  • Pension & Profit Sharing Plans7.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Platt Wealth Management is an independent registered investment adviser organized as an LLC and operating under individual ownership. The firm has been SEC-registered since 2018 and serves both high-net-worth individuals and families as well as institutional clients. Core services are financial planning and discretionary portfolio management for individuals and small businesses. Compensation is flexible — the adviser charges asset-based fees but also uses hourly and fixed-fee arrangements. The firm does not identify as an ESG-active investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 14%, US Government Bonds 13%, Other 8%, Cash & Cash Equivalents 6%, State & Local Bonds 5%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities14%
  • US Government Bonds13%
  • Other8%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • JEFFREY PLATT

    Founder & Chief Investment OfficerCRD 2591205

Contacts

3 of 3
  • Gina Platt

    CRD 8119823

  • JAMES West

    Lead Financial AdvisorCRD 4920821

  • Kai Kramer

    Client Service AssociateCRD 6814303

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$85M in ETFs

Passive

8%

$6.5M

Active

77%

$78.6M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)Capital GroupActiveLarge Value$17.8M418,27420.92%

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
3838 Camino del Rio N
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth