TCG CAPITAL MARKETS L.L.C.

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
202
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
291767
Registered since
August 10, 2018

Firm profile

FINTRX

Overview

TCG Capital Markets L.L.C. is organized as a limited liability company and is classified as an investment bank. The firm registered with the SEC in 2018 and is identified in FINTRX as being owned by a domestic entity and/or individual. The snapshot flags that TCG Capital Markets does not act as a capital allocator and is not listed as an active ESG investor, a pension consultant, a multi-state adviser, a related adviser, or a newly formed adviser. FINTRX does not list the firm’s client base, fee structure, specific business activities, or advisory services in its profile, so the public record here is limited to its regulatory classification and a small set of operational flags.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • JUSTIN PLOUFFE

    Deputy Chief Investment OfficerCRD 6223477

  • JASON AVDENKO

    Chief Compliance OfficerCRD 5806961

  • Cameron Fairall

    Chief Compliance OfficerCRD 5996977

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Contacts

3 of 198
  • SEBASTIANO RIVA

    Managing DirectorCRD 2670447

  • Troone Marchak

    Registered RepresentativeCRD 6950128

  • Dylan Mibu

    AssociateCRD 7983806

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth