Tappalpha
Firm details
- Headquarters
- ,
- CRD number
- 327980
- Registered since
- September 1, 2023
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Tappalpha is a corporation that registered with the SEC in 2023 and is owned by an individual principal. The firm provides portfolio management services to both investment companies and to individuals/small businesses, with an institutional client orientation on record. Its compensation model includes a percentage-of-assets-under-management component plus other fee arrangements. Tappalpha does not identify itself as an active ESG investor, is not listed as a pension consultant or related adviser, and is not designated as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Sothara Chin
Chief Compliance OfficerCRD 2063804
Sailesh Katara
Managing Member And Chief Compliance OfficerCRD 7792308
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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