Fiscal Wisdom Wealth Management LLC
Firm details
- Headquarters
- Collinsville, Connecticut
- CRD number
- 168299
- Registered since
- August 3, 2020
- Website
- fiscalwisdom.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals72.91%
- HNWI22.62%
- Pension & Profit Sharing Plans3.4%
- Corporations / Businesses1.07%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Fiscal Wisdom Wealth Management LLC is an independent, SEC-registered investment adviser (registered in 2020) that serves both individual and institutional clients. The firm operates as a capital allocator and combines fee-for-service advisory work with registered representative and insurance brokerage activities. Its advisory work centers on financial planning, portfolio management for individuals and small businesses, and educational seminars. Fee arrangements include percentage-of-AUM billing alongside hourly and other fee structures. The firm is not positioned as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds13%
- US Government Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Daniel Roberts
Chief Compliance OfficerCRD 2208120
Michael Chadwick
Owner & CEOCRD 2538140
Contacts
3 of 10
Travis Tazawa
Wealth ManagerCRD 5867568
Allen Dunahoo
Financial AdvisorCRD 5137316
Renee Amochaev
Financial AdvisorCRD 3253371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$74.5M in ETFs
55%
$40.9M
31%
$33.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $4.9M | 48,871 | 6.60% |
Location
Collinsville, CT
Hartford
Location
Collinsville, CT
Headquartered in Collinsville, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 61 Maple Ave
- Time zone
- ET (UTC-5)
- Office locations
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