Fiscal Wisdom Wealth Management LLC
Firm details
- Headquarters
- Collinsville, Connecticut
- CRD number
- 168299
- Registered since
- August 3, 2020
- Website
- fiscalwisdom.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals72.91%
- HNWI22.62%
- Pension & Profit Sharing Plans3.4%
- Corporations / Businesses1.07%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Fiscal Wisdom Wealth Management LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2020. The firm serves individual and family clients as well as institutional relationships, and it acts as a capital allocator to third-party managers in addition to managing client portfolios directly. Core advisory services include financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. The firm also conducts broker-dealer registered representative activity and operates as an insurance broker. Its fee model includes percentage-of-AUM billing, hourly charges, and other fee types. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds13%
- US Government Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Michael Chadwick
Owner & CEOCRD 2538140
Daniel Roberts
Chief Compliance OfficerCRD 2208120
Contacts
3 of 10Renee Amochaev
Investment Adviser RepresentativeCRD 3253371
Michael Baratta
PresidentCRD 4546087
Coty Shean
Financial AdvisorCRD 6876802
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$59.9M in ETFs
62%
$37.3M
21%
$22.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $4.2M | 41,966 | 7.05% |
Location
Collinsville, CT
Hartford
Location
Collinsville, CT
Headquartered in Collinsville, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 61 Maple Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Chadwick Financial Advisors, LLC
RIACollinsville, CT
Brightlight Capital
RIAWestport, CT
Ridgeview Asset Management Partners, LLC
RIAStamford, CT
Savoir Faire Capital Management, LP
RIANorwalk, CT
Philosmith Capital Corporation
RIAStamford, CT
Diastole Wealth Management
RIAGuilford, CT