Fiscal Wisdom Wealth Management LLC
Firm details
- Headquarters
- COLLINSVILLE, Connecticut
- CRD number
- 168299
- Registered since
- August 3, 2020
- Website
- fiscalwisdom.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- Individuals72.91%
- HNWI22.62%
- Pension & Profit Sharing Plans3.4%
- Corporations / Businesses1.07%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Fiscal Wisdom Wealth Management LLC is an independent registered investment adviser that began SEC registration in 2020 and operates as a limited liability company. The firm serves both individual and family clients as well as institutional relationships and positions itself as a capital allocator, combining fee percentages of AUM with hourly and other billing arrangements. It also maintains registered-rep and insurance-broker relationships, and provides financial planning, portfolio management for individuals and small businesses, and educational seminars. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds13%
- US Government Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2MICHAEL CHADWICK
Owner & CEOCRD 2538140
DANIEL ROBERTS
Chief Compliance OfficerCRD 2208120
Contacts
3 of 10RENEE AMOCHAEV
Investment Adviser RepresentativeCRD 3253371
MICHAEL BARATTA
PresidentCRD 4546087
Coty Shean
Financial AdvisorCRD 6876802
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$45.4M in ETFs
64%
$29.2M
18%
$16.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $3.4M | 44,156 | 7.44% |
Location
COLLINSVILLE, CT
HARTFORD
Location
COLLINSVILLE, CT
Headquartered in COLLINSVILLE, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 61 Maple Ave
- Time zone
- ET (UTC-5)
- Office locations
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