Philosmith Capital Corporation

RIASEC Registered

Total AUM

$380M

Discretionary

$380M

100% of AUM

Avg account

$127M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Stamford, Connecticut
CRD number: 162082
Registered since: April 24, 2012
Website: philosmith.com
Custodians: STATE STREET BANK AND TRUST COMPANY, MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies89.69%
Pooled Investment Vehicles10.31%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Philosmith Capital Corporation is a hedge fund–classified corporation that acts as both an investment adviser and a broker-dealer. The firm is registered with the SEC; its SEC registration dates to 2012. Philosmith serves an institutional client base and offers portfolio management across individual/small business accounts, pooled investment vehicles, and business or institutional mandates. Its fee model combines a percentage-of-AUM component with performance-based fees. The firm does not position itself as an active ESG investor and is not designated as a multi-state adviser. Ownership is listed as individual, and the firm engages in advisory activity consistent with a manager running concentrated equity exposures alongside alternative allocations.