RPO LLC

RIASEC RegisteredEst. 2022
Total AUM
$372M
Discretionary
$372M
100% of AUM
Avg account
$46.5M
Accounts
8
Employees
6
Advisory reps
3

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
318296
Registered since
January 25, 2022
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI53.19%
  • Pooled Investment Vehicles46.81%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

RPO LLC is an SEC-registered investment adviser organized as a limited liability company and classified as a hedge fund. The firm registered with the SEC in 2022 and is owned by an individual. Its client base combines high-net-worth individuals and families with institutional investors, and it acts in both portfolio-management and commodity pool/CTA capacities. Advisory services explicitly cover portfolio management for individuals and small businesses as well as management of pooled investment vehicles. The firm charges a combination of asset-based fees and performance fees, and it is not presented as a capital allocator. RPO LLC does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Other 19%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 3%, State & Local Bonds 2%66%
  • Exchange Traded Equities66%
  • Other19%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds3%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • ZUZANA GUGGENHEIMER

    Chief Financial OfficerCRD 5905838

  • STEPHEN ROGERS

    Chief Compliance OfficerCRD 1767148

Contacts

1 of 1
  • JOHN ROGERS

    Managing MemberCRD 1089856

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$5.7M in ETFs

Passive

28%

$1.6M

Active

0%

$4.1M

ETFProviderStyleCategoryValueShares% of portfolio
GRAYSCALE ETHEREUM STAKING MINI ETF (ETH)GrayscalePassiveDigital Assets$1.6M80,80028.25%

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
6 Landmark Sq
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth