TAP Securities LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151593
Registered since
July 2, 2010

Firm profile

FINTRX

Overview

TAP Securities LLC is organized as a limited liability company and is recorded with the SEC as of 2010. FINTRX classifies the firm as an investment bank rather than a registered adviser or asset manager. Ownership is listed as a combination of a domestic entity and an individual. The snapshot provided contains sparse disclosures about the firm's business model. Fields such as fee structure, client base, specific business or advisory activities are not populated. FINTRX also flags that the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jeremy Smith

    Chief Operating OfficerCRD 2937247

Contacts

3 of 11
  • Elton Zhu

    Elton Zhu

    AssociateCRD 7404394

  • Christopher Gaertner

    Christopher Gaertner

    Vice ChairmanCRD 2446833

  • Zheng-Cheng Chen

    Zheng-Cheng Chen

    Investment Banking AssociateCRD 7445749

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
505 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth