TAIKO

RIASEC RegisteredEst. 2017
Total AUM
$5.1B
Discretionary
$1.8B
35% of AUM
Avg account
$424M
Accounts
12
Employees
2
Advisory reps
2

Firm details

Headquarters
CHICAGO, Illinois
CRD number
287792
Registered since
June 29, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Taiko is a privately owned limited liability company that registered with the SEC in 2017 and operates primarily as a capital allocator for institutional clients. The firm charges fees as a percentage of assets under management and provides portfolio management for individuals/small businesses and for businesses or institutional clients. Taiko also performs selection-of-other-advisers services, indicating it can place client capital with third‑party managers. The firm does not identify itself as an active ESG investor and is not structured as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 23%, Cash & Cash Equivalents 6%, State & Local Bonds 5%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents6%
  • State & Local Bonds5%
  • US Government Bonds3%

Contacts

2 of 2
  • PHILLIP KOSMALA

    Managing PartnerCRD 5164417

  • JOSEPH TAIBER

    Managing PartnerCRD 3141513

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 283

Active vs passive

$1.2B in ETFs

Passive

49%

$559M

Active

37%

$591M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$97.1M162,4388.44%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
225 W Randolph St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth