NEUBERGER BERMAN LOAN ADVISERS LLC

RIASEC RegisteredEst. 2017
Total AUM
$4.9B
Discretionary
$4.9B
100% of AUM
Avg account
$379M
Accounts
13
Employees
3
Advisory reps
5

Firm details

Headquarters
CHICAGO, Illinois
CRD number
285579
Registered since
January 3, 2017
Website
www.nb.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Neuberger Berman Loan Advisers LLC is an investment adviser focused on managing pooled vehicles that hold securitized and credit-oriented assets for institutional clients. The firm’s advisory mandate centers on portfolio management for pooled investment vehicles, using fee structures that combine a percentage of AUM with performance-based fees. It reports being an active ESG investor and integrates ESG considerations into its investment process for the vehicles it manages. The firm’s organizational profile shows a mixed ownership structure (foreign entity and individual) and registration with the SEC since 2017. Its business activities and industry affiliations indicate an ability to operate across the product lifecycle: acting as sponsor, general partner, or managing member of pooled vehicles, and engaging with broker‑dealer, commodity pool operator/CTA, trust, municipal advisory and insurance company entities where relevant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ashok Bhatia

    Co-Chief Investment OfficerCRD 2378849

  • Anne Brennan

    Chief Risk OfficerCRD 2387556

Contacts

3 of 3
  • BRIAN LORD

    SVPCRD 4481766

  • STEPHEN WRIGHT

    Business Control ManagerCRD 4535690

  • Kenneth deRegt

    DirectorCRD 1030085

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
190 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth