NEUBERGER BERMAN LOAN ADVISERS LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 285579
- Registered since
- January 3, 2017
- Website
- www.nb.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Neuberger Berman Loan Advisers LLC is an investment adviser focused on managing pooled vehicles that hold securitized and credit-oriented assets for institutional clients. The firm’s advisory mandate centers on portfolio management for pooled investment vehicles, using fee structures that combine a percentage of AUM with performance-based fees. It reports being an active ESG investor and integrates ESG considerations into its investment process for the vehicles it manages. The firm’s organizational profile shows a mixed ownership structure (foreign entity and individual) and registration with the SEC since 2017. Its business activities and industry affiliations indicate an ability to operate across the product lifecycle: acting as sponsor, general partner, or managing member of pooled vehicles, and engaging with broker‑dealer, commodity pool operator/CTA, trust, municipal advisory and insurance company entities where relevant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Ashok Bhatia
Co-Chief Investment OfficerCRD 2378849
Anne Brennan
Chief Risk OfficerCRD 2387556
Contacts
3 of 3BRIAN LORD
SVPCRD 4481766
STEPHEN WRIGHT
Business Control ManagerCRD 4535690
Kenneth deRegt
DirectorCRD 1030085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 190 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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