CHICAGO CAPITAL, LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 291624
- Registered since
- January 11, 2018
- Website
- www.chi-cap.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.13%
- Corporations / Businesses2.94%
- Individuals2.41%
- Charitable Organizations0.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Chicago Capital, LLC is an independent SEC-registered RIA organized as an LLC and in operation since 2018. The firm serves both individual/family and institutional clients and delivers financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Chicago Capital does not identify as an active ESG investor and is not described as a multi-state or pension consultant adviser. The firm has been recognized in industry lists, including FA Magazine’s Top RIA Firms (2020) and placements on Forbes’ listings of top RIA firms in 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- US Government Bonds6%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1STACEY SARGENT
Partner, COOCRD 2594207
Contacts
3 of 10MIKHAIL KIMBAROVSKY
PartnerCRD 4927869
JOANN SEAGREN
PartnerCRD 4948564
PETER GOLDMAN
PartnerCRD 2665279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$79.9M in ETFs
97%
$77.8M
<1%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $14.5M | 22,361 | 18.20% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 135 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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