Chicago Capital, LLC

RIASEC Registered
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$2.1M
Accounts
2,319
Employees
18
Advisory reps
11

Firm details

Headquarters
Chicago, Illinois
CRD number
291624
Registered since
January 11, 2018
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI94.13%
  • Corporations / Businesses2.94%
  • Individuals2.41%
  • Charitable Organizations0.52%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Chicago Capital, LLC is an independent registered investment adviser (SEC registered in 2018) that serves both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Chicago Capital is not positioned as a capital allocator; it maintains relationships with outside managers for certain alternative exposures. The firm does not identify as an active ESG investor and is not presented as a multi-state or newly formed adviser. Chicago Capital has been recognized in industry lists, including FA Magazine’s Top RIA Firms (2020) and Forbes’ RIA rankings (America’s Top RIA Firms 2023 and Top RIA Firms 2024).

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, US Government Bonds 6%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 5%84%
  • Exchange Traded Equities84%
  • US Government Bonds6%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Stacey Sargent

    Stacey Sargent

    Partner, COOCRD 2594207

Contacts

3 of 10
  • Malinda Distefano

    Malinda Distefano

    Portfolio AssociateCRD 4448174

  • Eric Maddix

    Eric Maddix

    PartnerCRD 3254223

  • Scott Frazin

    Scott Frazin

    PartnerCRD 6675466

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$91.1M in ETFs

Passive

97%

$88.4M

Active

1%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$16.1M21,13317.69%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
550 W Washington Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth