Symphony Financial, Ltd. Co
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 171816
- Registered since
- June 30, 2014
- Website
- www.4-sf.com
- Custodians
- LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.39%
- Individuals21.42%
- Corporations / Businesses2.75%
- Charitable Organizations0.39%
- Pension & Profit Sharing Plans0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Symphony Financial, Ltd. Co. is a limited liability company operating as an independent registered investment adviser (SEC-registered in 2014). The firm serves both individual/family clients and institutional investors, and it functions as a capital allocator that sources third-party managers for alternative investments. Compensation models include a percentage of assets under management plus hourly and fixed-fee arrangements. Advisory services emphasize comprehensive planning and portfolio management across client types: financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and selection of other advisers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
- Other3%
Owners & executives
1 of 1
William Shank
CEO and FounderCRD 2439086
Contacts
3 of 45
Glenda Toon
Wealth PlannerCRD 3267043
Brenda Jackson
Partner, Vice PresidentCRD 4252919
Timothy Grassman
ConsultantCRD 6910081
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 166Active vs passive
$638M in ETFs
77%
$494M
19%
$144M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $44.6M | 495,226 | 7.00% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 4295 San Felipe St
- Time zone
- CT (UTC-6)
- Office locations
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