ALTERNA WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2010
Total AUM
$1.4B
Discretionary
$861M
61% of AUM
Avg account
$1.1M
Accounts
1,316
Employees
55
Advisory reps
33

Firm details

Headquarters
HOUSTON, Texas
CRD number
146153
Registered since
February 23, 2010
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI57.76%
  • Corporations / Businesses29.46%
  • Individuals12.79%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Alterna Wealth Management, Inc. is an independent, SEC-registered investment adviser organized as a corporation and on the registry since 2010. The firm serves individuals, families and select institutional clients, charging fees based on a percentage of assets under management and focusing its advisory work on portfolio management for individuals and small businesses. Alterna maintains affiliations with broker-dealers and insurance companies and is owned through a mix of domestic-entity and individual ownership. It does not identify as an active ESG investor and is not classified as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, US Government Bonds 13%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 5%, Exchange Traded Equities 4%, Other 1%71%
  • Public Funds/Mutual Funds71%
  • US Government Bonds13%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities4%

Owners & executives

1 of 1
  • JONATHAN WOWAK

    Chief Compliance OfficerCRD 5755578

Contacts

3 of 32
  • BENJAMIN LOPEZ

    Vice PresidentCRD 4108524

  • JUAN ANDRADE FRICH

    Registered RepresentativeCRD 6349605

  • FRANCISCO MAZA

    PresidentCRD 2786574

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 93

Active vs passive

$132M in ETFs

Passive

88%

$117M

Active

9%

$15.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (SLQD)BlackRockPassiveShort Term Bond$7.4M147,0225.61%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
2800 Post Oak Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth