Mountain Capital Management, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$114M
Accounts
12
Employees
8
Advisory reps
2

Firm details

Headquarters
Houston, Texas
CRD number
281465
Registered since
October 15, 2015
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mountain Capital Management, LLC is an SEC-registered limited liability company that operates as a private equity manager and adviser to pooled investment vehicles. The firm has been registered with the SEC since 2015 and is owned by an individual. Its client base is primarily institutional, and its advisory mandate centers on portfolio management for pooled funds where Mountain Capital serves as an adviser and sponsor/GP-type manager. Fee arrangements include asset-based fees, performance-based components and other customized structures. The firm identifies itself as an active ESG investor and reports engagement with pooled-product governance and sponsor roles rather than serving as a broad capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Samuel Oh

    Samuel Oh

    President and Chief Investment OfficerCRD 3270306

Contacts

1 of 1
  • Stephen Sparks

    Vice President of AccountingCRD 6728298

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
811 Louisiana St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth