SYM FINANCIAL ADVISORS
Firm details
- Headquarters
- WINONA LAKE, Indiana
- CRD number
- 107517
- Registered since
- May 15, 1985
- Website
- www.sym.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.26%
- Pension & Profit Sharing Plans19.6%
- Charitable Organizations14.02%
- Individuals7.15%
- Corporations / Businesses0.96%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
SYM Financial Advisors is an independent registered investment adviser organized as a corporation and operating since 1985. The firm serves both individual and institutional clients and functions as a capital allocator — building portfolios that combine managed public markets exposure with allocations to third‑party alternative managers. Its service menu includes financial planning, portfolio management for individuals and small businesses as well as for institutions, selection of other advisers, pension consulting and educational workshops. SYM uses a mix of percentage of assets and fixed fees for client billing and is not positioned as an active ESG investor. The firm has received industry recognition, appearing on FA Magazine’s Top RIA Firms list in 2020. It also lists a trust company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Private Funds5%
- Exchange Traded Equities4%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4ANDREW POPENFOOSE
Principal and Chief Investment OfficerCRD 6772878
JERALD YEAGER
Chief Executive OfficerCRD 4334951
CRYSTAL CREEKMORE
Chief Compliance OfficerCRD 5838693
Contacts
3 of 31ROBERT WHICKER
Principal and Senior Financial AdvisorCRD 2262135
RODNEY COLEMAN
President & Senior Financial AdvisorCRD 4567937
EVAN STARK
Principal and Financial AdvisorCRD 6064939
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 176Active vs passive
$803M in ETFs
53%
$426M
47%
$377M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF (DFAI) | Dimensional | Active | Foreign Large Blend | $254M | 6,518,468 | 31.62% |
Location
WINONA LAKE, IN
KOSCIUSKO
Location
WINONA LAKE, IN
Headquartered in WINONA LAKE, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.
- Metro area
- South Bend-Elkhart-Mishawaka, IN-MI
- Region
- Midwest
- County
- KOSCIUSKO
- Address
- 801 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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