SYM Financial Advisors
Firm details
- Headquarters
- Winona Lake, Indiana
- CRD number
- 107517
- Registered since
- May 15, 1985
- Website
- www.sym.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.26%
- Pension & Profit Sharing Plans19.6%
- Charitable Organizations14.02%
- Individuals7.15%
- Corporations / Businesses0.96%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
SYM Financial Advisors is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1985. The firm acts as a capital allocator on behalf of both individual/family and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Core advisory services include financial planning and portfolio management for individuals, small businesses and institutions, along with selection of other advisers, pension consulting support and educational workshops. SYM does not position itself as an ESG investor and lists a trust company among its industry affiliations. The firm was named a Top RIA Firm by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Private Funds5%
- Exchange Traded Equities4%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4
Andrew Popenfoose
Principal and Chief Investment OfficerCRD 6772878
Jerald Yeager
Chief Executive OfficerCRD 4334951
Crystal Creekmore
Chief Compliance OfficerCRD 5838693
Contacts
3 of 31
Robert Whicker
Principal and Senior Financial AdvisorCRD 2262135
Rodney Coleman
President & Senior Financial AdvisorCRD 4567937
Evan Stark
Principal and Financial AdvisorCRD 6064939
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 240Active vs passive
$1B in ETFs
45%
$461M
55%
$559M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF (DFAI) | Dimensional | Active | Foreign Large Blend | $278M | 6,729,230 | 27.23% |
Location
Winona Lake, IN
Kosciusko
Location
Winona Lake, IN
Headquartered in Winona Lake, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.
- Metro area
- South Bend-Elkhart-Mishawaka, IN-MI
- Region
- Midwest
- County
- Kosciusko
- Address
- 801 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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