GOELZER INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 1998
Total AUM
$4.5B
Discretionary
$4.3B
96% of AUM
Avg account
$2.3M
Accounts
1,945
Employees
34
Advisory reps
25

Firm details

Headquarters
CARMEL, Indiana
CRD number
44402
Registered since
June 30, 1998
Website
goelzerinc.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI45.25%
  • Charitable Organizations30.23%
  • State / Municipal Government12.75%
  • Corporations / Businesses4.72%
  • Other4.41%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Goelzer Investment Management is an independent registered investment adviser organized as a corporation and active since 1998. The firm serves both individual and institutional clients and positions itself as a capital allocator, offering fee arrangements based on a percentage of assets under management as well as fixed fees. Core advisory capabilities include financial planning, portfolio management for individuals and businesses, selection of outside advisers, pension consulting services, and client education through newsletters and seminars. Goelzer does not characterize itself as an active ESG investor. The firm was named among Top RIA Firms by FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Other 11%, US Government Bonds 10%, Investment Grade Corp Bonds 6%, State & Local Bonds 5%, Cash & Cash Equivalents 5%63%
  • Exchange Traded Equities63%
  • Other11%
  • US Government Bonds10%
  • Investment Grade Corp Bonds6%
  • State & Local Bonds5%

Owners & executives

3 of 4

  • GREGORY GOELZER

    Chief Executive OfficerCRD 1040238

  • JAMES CONCANNON

    Chief Investment OfficerCRD 1722214

  • GAVIN STEPHENS

    Chief Investment OfficerCRD 6370628

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Contacts

3 of 21

  • BRETT MCKAMEY

    PresidentCRD 1706545

  • Nicholas Estey

    Associate Wealth AdvisorCRD 5983394

  • REBECCA JACKLIN

    Managing DirectorCRD 4557830

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 106

Active vs passive

$706M in ETFs

Passive

90%

$632M

Active

4%

$73.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$183M279,45525.86%
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Location

Primary office

CARMEL, IN

HAMILTON

Location

CARMEL, IN

Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
HAMILTON
Address
10 E Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth