Sapient Capital LLC

RIASEC Registered
Total AUM
$13.8B
Discretionary
$11.2B
81% of AUM
Avg account
$2.1M
Accounts
6,681
Employees
59
Advisory reps
40

Firm details

Headquarters
Carmel, Indiana
CRD number
324899
Registered since
February 6, 2023
Website
sapientcapital.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI85.62%
  • Charitable Organizations8.78%
  • Corporations / Businesses4.91%
  • Individuals0.69%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sapient Capital LLC is an independent RIA and active capital allocator that serves both high-net-worth individuals and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Sapient Capital is registered with the SEC (registered in 2023). Its fee arrangements include percentage-of-AUM billing, fixed fees, and performance-based fees. The firm does not position itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, State & Local Bonds 11%, Private Funds 10%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 5%, US Government Bonds 4%, Investment Grade Corp Bonds 2%, Derivatives 1%59%
  • Exchange Traded Equities59%
  • State & Local Bonds11%
  • Private Funds10%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 4
  • James Rooney

    James Rooney

    Chief Executive OfficerCRD 1711247

  • Maximiliaan Rijkenberg

    Maximiliaan Rijkenberg

    Chief Legal & Compliance OfficerCRD 7067468

  • Karim Khairallah

    CEOCRD 7971619

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Contacts

3 of 36
  • Kathleen O'marro

    Kathleen O'marro

    Partner, Relationship ManagementCRD 5673194

  • Michael Hall

    Michael Hall

    PartnerCRD 5168716

  • David Larado

    David Larado

    PartnerCRD 5177015

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 142

Active vs passive

$2.1B in ETFs

Passive

30%

$609M

Active

<1%

$1.4B

ETFProviderStyleCategoryValueShares% of portfolio
SAPIENT QUALITY SELECT ETF (SQS)$1.4B49,527,25467.50%
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Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
401 Pennsylvania Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth