40/86 ADVISORS, INC.

RIASEC RegisteredEst. 1982
Total AUM
$30.5B
Discretionary
$30.5B
100% of AUM
Avg account
$2.3B
Accounts
13
Employees
84
Advisory reps
6

Firm details

Headquarters
CARMEL, Indiana
CRD number
107740
Registered since
October 20, 1982
Website
4086.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies97.67%
  • Corporations / Businesses1.35%
  • Pooled Investment Vehicles0.98%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

40/86 Advisors, Inc. is a corporation that has been registered with the SEC since 1982 and positions itself as a manager of securitized assets for institutional clients. Its advisory mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. The firm charges a combination of percentage-of-assets-under-management and performance-based fees. Investment activity tilts toward fixed-income strategies, and it reports that it is not an active ESG investor. Ownership is listed as a combination of a domestic entity and individual owners.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 41%, Other 37%, State & Local Bonds 10%, Non-Exchange Traded Equities 3%, US Government Bonds 3%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%, Derivatives 1%41%
  • Investment Grade Corp Bonds41%
  • Other37%
  • State & Local Bonds10%
  • Non-Exchange Traded Equities3%
  • US Government Bonds3%

Owners & executives

2 of 2
  • TONY NEUHOFF

    Chief Compliance OfficerCRD 7880761

  • RICHARD BURKE

    SVP and CIOCRD 4347227

Contacts

3 of 4
  • ZANDRA DE HAAI

    Senior Vice PresidentCRD 6375703

  • ERIC JOHNSON

    PresidentCRD 4346768

  • PAUL MCDONOUGH

    DirectorCRD 7089411

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CARMEL, IN

HAMILTON

Location

CARMEL, IN

Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
HAMILTON
Address
11299 Illinois St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth