Archer Investment Corporation

RIASEC RegisteredEst. 2005
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$197K
Accounts
5,147
Employees
80
Advisory reps
76

Firm details

Headquarters
Carmel, Indiana
CRD number
136403
Registered since
August 12, 2005
Website
www.archerinvestment.com
Custodians
TRADE-PMR INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI41.3%
  • Individuals35.09%
  • Investment Companies16.89%
  • Pension & Profit Sharing Plans6.72%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Archer Investment Corporation is an independent, SEC-registered RIA that has been operating since 2005 and is owner-operated. The firm serves both individual and family clients as well as institutional investors, offering portfolio management for individuals, small businesses, investment companies and institutions, alongside pension consulting services. Its fee schedule combines percentage-of-AUM fees with fixed-fee arrangements. Archer was recognized by Forbes in 2023 on a list of top RIA firms. The firm is organized as a corporation and does not present itself as a capital allocator; its business model emphasizes direct portfolio management rather than allocating broadly to external manager platforms. Archer lists an accountant among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 8%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • Mason Heyde

    Mason Heyde

    Chief Operating OfficerCRD 6118747

  • Thomas Faulconer

    Thomas Faulconer

    CEOCRD 2328631

Contacts

3 of 74

  • Ricky Krause

    Independent Advisor RepresentativeCRD 5790425

  • Rex Davidson

    PresidentCRD 5829138

  • Reno Borgognoni

    Reno Borgognoni

    OwnerCRD 4435894

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,149

Active vs passive

$748M in ETFs

Passive

58%

$430M

Active

20%

$318M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$33.3M45,2234.45%
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Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
11711 N College Ave
Time zone
ET (UTC-5)
Office locations

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