HALTER FERGUSON FINANCIAL INC
Firm details
- Headquarters
- CARMEL, Indiana
- CRD number
- 109563
- Registered since
- February 18, 2000
- Website
- www.hffinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI92.17%
- Individuals6.86%
- Pooled Investment Vehicles0.54%
- Charitable Organizations0.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Halter Ferguson Financial Inc. is an independent registered investment adviser operating as a corporation and owned by an individual. The firm serves both affluent individuals/families and institutional clients, offering financial planning, discretionary portfolio management for individuals and pooled vehicles, and selection-of-adviser services. Its fee arrangements are varied — percentage of AUM, hourly and fixed fees, and performance-based fees — which supports both standard advisory relationships and incentive-aligned mandates. The firm also acts as a sponsor or managing member of pooled vehicles and is active as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds33%
- Cash & Cash Equivalents6%
- State & Local Bonds4%
- US Government Bonds1%
Contacts
3 of 7Isaac Yops
Client Service SpecialistCRD 7833320
MATTHEW SMITH
Vice PresidentCRD 5922356
TIFFANY WHITE
Vice President, Financial PlanningCRD 6435426
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$64.9M in ETFs
99%
$64.1M
0%
$778K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $42M | 72,786 | 64.77% |
Location
CARMEL, IN
HAMILTON
Location
CARMEL, IN
Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 13080 Grand Blvd
- Time zone
- ET (UTC-5)
- Office locations
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