Halter Ferguson Financial Inc

RIASEC RegisteredEst. 2000

Total AUM

$705M

Discretionary

$705M

100% of AUM

Avg account

$655K

Accounts

1,076

Employees

Advisory reps

Firm details

Headquarters: Carmel, Indiana
CRD number: 109563
Registered since: February 18, 2000
Website: www.hffinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI92.17%
Individuals6.86%
Pooled Investment Vehicles0.54%
Charitable Organizations0.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Halter Ferguson Financial Inc. is an independent, SEC-registered registered investment adviser that has been operating since 2000 and is structured as a corporation owned by an individual. The firm serves both individual/family and institutional clients and functions as a capital allocator and sponsor of pooled vehicles. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio oversight for pooled investment vehicles, and selecting sub‑advisers. Fee arrangements are flexible and include percentage-of-AUM fees, hourly and fixed fees, and performance-based fees. The firm is not a multi-state adviser for regulatory purposes and does not position itself as an active ESG investor.