BAXTER CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1979
Total AUM
$4.2B
Discretionary
$0
0% of AUM
Avg account
$323M
Accounts
13
Employees
3
Advisory reps
3

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
105123
Registered since
June 11, 1979
Custodians
KEY BANK, ALLOYA FEDERAL CREDIT UNION CLEARING THROUGH JPM CHASE
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Charitable Organizations81.94%
  • Banking / Thrift Institutions18.06%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Baxter Capital Management Inc. is a corporate RIA that has been SEC-registered since 1979 and is owned by an individual. The firm focuses on portfolio management for institutional clients and charges a mix of percentage-of-AUM and fixed fees. Baxter reports it is not an active ESG investor, is not a pension consultant, and does not operate as a multi-state adviser or related adviser. Investor.com named the firm a "Top RIA Firms to Watch" in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 81%, Cash & Cash Equivalents 11%, US Government Bonds 5%, Other 3%81%
  • Investment Grade Corp Bonds81%
  • Cash & Cash Equivalents11%
  • US Government Bonds5%
  • Other3%

Contacts

3 of 3
  • GARY BAXTER

    FounderCRD 4342490

  • DEREK GALE

    Financial AnalystCRD 6471186

  • DAVID SMITH

    PresidentCRD 5696402

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
9247 N Meridian St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth