AXIA ADVISORY

RIASEC RegisteredEst. 1992

Total AUM

$1.9B

Discretionary

$1B

55% of AUM

Avg account

$14.7M

Accounts

128

Employees

Advisory reps

Firm details

Headquarters: INDIANAPOLIS, Indiana
CRD number: 107571
Registered since: August 11, 1992
Website: www.axiaadvisory.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., BROADRIDGE TRUST
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans53.55%
Pooled Investment Vehicles16.97%
State / Municipal Government16.64%
HNWI9.27%
Charitable Organizations2.59%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Axia Advisory is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 1992. The firm serves both individual/family and institutional clients and functions as a capital allocator, engaging third‑party managers alongside in‑house portfolio work. Its fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees, and the firm provides a broad set of advisory services: financial planning, portfolio management for individuals/small businesses, pooled vehicles and institutional clients, pension consulting, manager selection, and educational workshops. Axia does not identify as an active ESG investor and is not designated as a multi‑state adviser. Axia reports relationships with other industry entities, including other investment advisers, a trust company and an insurance company, and it explicitly offers pension consulting services. The firm also runs portfolio management for pooled investment vehicles, indicating experience in overseeing externally managed strategies as well as direct client portfolios.