Swiss Finance Private Wealth Management LLC
Firm details
- Headquarters
- Southbury, Connecticut
- CRD number
- 342936
- Registered since
- August 5, 2026
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Corporations / Businesses100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Swiss Finance Private Wealth Management LLC is an individual-owned LLC that provides advisory and portfolio management services across several client types. The firm is registered with the SEC as of 2026 and bills clients using a mix of percentage-of-AUM and fixed fees. Its advisory scope includes financial planning and portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for businesses or institutional clients. The firm is not flagged as an active ESG investor, is not a multi-state adviser, and does not identify as a capital allocator or related adviser. Swiss Finance also lists roles beyond traditional advisory work: it acts in capacities such as other investment adviser, commodity pool operator/commodity trading adviser (CPO/CTA), and sponsor/GP/managing member for pooled investment vehicles. Those operational roles indicate the firm can offer both discretionary portfolio oversight and direct managerial participation in private investment structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities100%
Contacts
1 of 1
Sanjay Gupta
FounderCRD 7501021
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Southbury, CT
New Haven
Location
Southbury, CT
Headquartered in Southbury, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 2 Pomperaug Office Park
- Time zone
- ET (UTC-5)
- Office locations
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