Compass Rose Strategic Partners LLC

RIAState Registered
Total AUM
$103M
Discretionary
$52.7M
51% of AUM
Avg account
$280K
Accounts
368
Employees
6
Advisory reps
4

Firm details

Headquarters
Waterford, Connecticut
CRD number
165043
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI82.38%
  • Individuals17.61%
  • Corporations / Businesses0.01%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compass Rose Strategic Partners LLC is an independent RIA organized as an LLC and owned by an individual. The firm positions itself as a capital allocator and adviser to both individuals/families and institutional clients. Its fee schedules include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Service offerings listed by the firm include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops; the firm also lists pension consulting among its advisory activities. Compass Rose does not identify as an active ESG investor. The firm indicates it works with third-party managers as part of its allocation approach, suggesting a multi-manager orientation for clients who need access to external strategies rather than fully in-house product manufacture.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 31%, Cash & Cash Equivalents 15%, Non-Exchange Traded Equities 1%, Private Funds 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents15%
  • Non-Exchange Traded Equities1%
  • Private Funds1%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Waterford, CT

New London

Location

Waterford, CT

Headquartered in Waterford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
New London
Address
426 Boston Post Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth