Sweeney & Michel, LLC

RIASEC Registered

Total AUM

$753M

Discretionary

$732M

97% of AUM

Avg account

$479K

Accounts

1,571

Employees

Advisory reps

Firm details

Headquarters: Chico, California
CRD number: 282595
Registered since: June 1, 2018
Website: sweeneymichel.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI47.45%
Individuals36.19%
Pension & Profit Sharing Plans7.8%
Corporations / Businesses5.67%
Charitable Organizations2.89%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Sweeney & Michel, LLC is an independent registered investment adviser that began SEC registration in 2018. The firm operates as an owner-led limited liability company and serves both individual and family clients as well as institutional clients. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor and does not position itself as a capital allocator.