SPELTS WEALTH MANAGEMENT, INC.

RIASEC Registered
Total AUM
$84M
Discretionary
$84M
100% of AUM
Avg account
$291K
Accounts
289
Employees
2
Advisory reps
3

Firm details

Headquarters
CHICO, California
CRD number
338961
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals63.8%
  • HNWI25%
  • Pension & Profit Sharing Plans8.36%
  • Corporations / Businesses2.84%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Spelts Wealth Management, Inc. is an individually owned corporate RIA that serves both individual/family clients and institutional accounts. The firm charges fees as a percentage of assets under management and focuses on discretionary portfolio management across individual and small-business relationships as well as business or institutional clients. Advisory services explicitly include portfolio management and pension consulting. Spelts does not identify as an active ESG investor and operates as a single-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, US Government Bonds 34%, Public Funds/Mutual Funds 11%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 3%, State & Local Bonds 1%47%
  • Exchange Traded Equities47%
  • US Government Bonds34%
  • Public Funds/Mutual Funds11%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • KALEY HUTCHESON

    Vice President, OperationsCRD 5990941

  • KERRI COOLEY

    Vice President, Client RelationsCRD 8179921

  • Sean Morgan

    Strategic Investment AdvisorCRD 7986184

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICO, CA

BUTTE

Location

CHICO, CA

Headquartered in CHICO, CA, in the West of the United States.

Region
West
County
BUTTE
Address
901 Bruce Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth