Swanson River Capital Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 166031
- Custodians
- MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles77.52%
- HNWI22.48%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Swanson River Capital Management LLC is a small, privately owned investment adviser organized as an LLC and structured around hedge fund activity and portfolio management for institutional clients. The firm serves as sponsor, general partner and managing member of pooled investment vehicles while also providing discretionary portfolio management for individuals/small businesses and for pooled vehicles. Its fee model combines a percentage-of-assets charge with performance-based fees, consistent with active hedge-fund-style management. Investment allocations show a clear tilt toward equities—particularly exchange-traded instruments—while the firm also maintains positions in mutual funds and corporate debt. Swanson River operates with a focused client base and a compact balance sheet, running at least one proprietary hedge fund alongside client accounts and selectively using third‑party hedge fund managers as part of its alternative-investment mix.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Cash & Cash Equivalents13%
- Investment Grade Corp Bonds12%
Contacts
2 of 2Melissa Gibbons
MemberCRD 6141702
John Gibbons
ManagerCRD 2465854
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Riede, Tiffany
RIAInvesting Forever Advisory
RIAGraham & Co Advisory, Inc.
RIAOrange, CA
Pacific Wealth Advisory, LLC
RIASpokane Valley, WA
Compass Financial Advisors, LLC
RIACorrigit Capital Group
RIAPasadena, CA