Swanson River Capital Management LLC

RIASEC Registered
Total AUM
$21.5M
Discretionary
$21.5M
100% of AUM
Avg account
$10.7M
Accounts
2
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
166031
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles77.52%
  • HNWI22.48%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Swanson River Capital Management LLC is a small, privately owned investment adviser organized as an LLC and structured around hedge fund activity and portfolio management for institutional clients. The firm serves as sponsor, general partner and managing member of pooled investment vehicles while also providing discretionary portfolio management for individuals/small businesses and for pooled vehicles. Its fee model combines a percentage-of-assets charge with performance-based fees, consistent with active hedge-fund-style management. Investment allocations show a clear tilt toward equities—particularly exchange-traded instruments—while the firm also maintains positions in mutual funds and corporate debt. Swanson River operates with a focused client base and a compact balance sheet, running at least one proprietary hedge fund alongside client accounts and selectively using third‑party hedge fund managers as part of its alternative-investment mix.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Cash & Cash Equivalents 13%, Investment Grade Corp Bonds 12%75%
  • Exchange Traded Equities75%
  • Cash & Cash Equivalents13%
  • Investment Grade Corp Bonds12%

Contacts

2 of 2
  • Melissa Gibbons

    MemberCRD 6141702

  • John Gibbons

    ManagerCRD 2465854

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth