Compass Financial Advisors, LLC

Overview

Compass Financial Advisors, LLC is a small, fee-based registered investment adviser that concentrates on portfolio management for individual and family clients and small businesses. The firm runs discretionary mandates and shows a clear preference for equity exposure, allocating the largest share of managed assets to exchange-traded equities. Its business model is percentage-of-AUM fee compensation and it operates as an individual-owner adviser with broker-dealer and other investment-adviser affiliations. Investment activity centers on liquid, equity-oriented strategies supplemented by mutual funds and selective allocations to real estate through external managers. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser, which suggests a regional client focus and compliance footprint. Given the client base and asset profile, the firm appears to prioritize tax-aware, liquid equity allocations with tactical use of alternatives to diversify concentrated portfolio risk.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices