Swan Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 340388
- Website
- swanwm.com
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals53.11%
- HNWI46.89%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Swan Wealth Management LLC is a small, client-focused advisory firm organized as an LLC that serves individual and family clients under a percentage-of-AUM fee model. The firm combines portfolio management for individuals and small businesses with advisory services that include pension consulting on its filings. It also operates as an insurance broker and engages in other financial product sales, and it lists an insurance company affiliation. The firm identifies as an active ESG investor and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents3%
Contacts
3 of 3
Donald Stewart
PartnerCRD 6362082
Thomas Bruce
Investment Advisor RepresentativeCRD 6492275
Michael Mahalich
Financial ProfessionalCRD 6337448
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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