O'Brien and Associates, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 115159
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI58.1%
- Individuals40.94%
- Charitable Organizations0.97%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
O'Brien and Associates, Inc. is an independent, Iowa-registered wealth advisory firm organized as a corporation and owned by an individual. The firm focuses on fee-based portfolio management for individuals, families and small businesses, charging a percentage-of-AUM advisory fee. According to its filings it does not act as a capital allocator, does not pursue active ESG strategies, and does not operate as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
2 of 2Valerie Ehler
President, CCOCRD 4459506
Bruce Ehler
Investment Advisor RepresentativeCRD 7182116
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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