Swan Dfw Financial Solutions, LLC

Overview

Swan Dfw Financial Solutions, LLC is a small, individual-owned advisory and insurance business focused on serving individual and family clients. The firm combines financial planning and portfolio management for individuals and small businesses with insurance brokerage services, and it also acts as a capital allocator by selecting and placing client assets with third-party managers. Fee arrangements are flexible and include percentage-of-AUM, fixed fees and performance-based fees. Swan Dfw does not position itself as an ESG investor and operates without a multi-state advisory footprint. Investment direction tilts toward equity exposure, with a clear preference for exchange-traded securities and separately managed account structures. The firm uses third-party advisers when appropriate and places capital into both traditional products—mutual funds and annuities—and external alternative managers, principally in real estate. Its business model combines discretionary portfolio management with advisory selection services and insurance solutions, which supports integrated planning for clients who require both investment management and insurance products.

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