STRATEGIC ADVOCATES, LLC

RIASEC RegisteredEst. 2022
Total AUM
$33.7M
Discretionary
$33.7M
100% of AUM
Avg account
$116K
Accounts
292
Employees
3
Advisory reps
3

Firm details

Headquarters
SACRAMENTO, California
CRD number
316858
Registered since
July 29, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.95%
  • Individuals45.05%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Strategic Advocates, LLC is an independent registered investment adviser that began SEC registration in 2022 and is organized as an LLC owned by an individual. The firm serves individual and family clients and positions itself as a capital allocator that also selects third‑party managers on behalf of clients. Its advisory services focus on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include a percentage of assets under management plus options for hourly and fixed fees. The firm does not identify as an active ESG investor, does not operate as a multistate adviser, and is not described as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 26%, Cash & Cash Equivalents 13%, US Government Bonds 4%, State & Local Bonds 3%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents13%
  • US Government Bonds4%
  • State & Local Bonds3%

Owners & executives

1 of 1
  • Bradley Harsch

    Chief Investment OfficerCRD 1944419

Contacts

2 of 2
  • Collin Sinnott

    Investment AdvisorCRD 7486651

  • JAMES SMITH

    Registered RepresentativeCRD 801408

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$20.1M in ETFs

Passive

97%

$19.5M

Active

1%

$563K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$1.4M2,4667.08%

Location

Primary office

SACRAMENTO, CA

SACRAMENTO

Location

SACRAMENTO, CA

Headquartered in SACRAMENTO, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
SACRAMENTO
Address
500 N St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth