Strategic Advocates, LLC

RIASEC & State Registered
Total AUM
$33.7M
Discretionary
$33.7M
100% of AUM
Avg account
$116K
Accounts
292
Employees
3
Advisory reps
3

Firm details

Headquarters
Sacramento, California
CRD number
316858
Registered since
July 29, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.95%
  • Individuals45.05%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Strategic Advocates, LLC is an independent, California-based registered investment adviser that began SEC registration in 2022. Structured as an LLC and owned by an individual, the firm serves primarily individual and family clients and positions itself as a capital allocator. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and selecting other advisers. Fee arrangements include asset-based percentages as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 26%, Cash & Cash Equivalents 13%, US Government Bonds 4%, State & Local Bonds 3%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents13%
  • US Government Bonds4%
  • State & Local Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 99

Active vs passive

$22.5M in ETFs

Passive

96%

$21.6M

Active

1%

$876K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$1.9M2,6148.61%

Location

Primary office

Sacramento, CA

Sacramento

Location

Sacramento, CA

Headquartered in Sacramento, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
Sacramento
Address
500 N St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth