STONE OAK CAPITAL LLC

Overview

Stone Oak Capital LLC is a recently formed limited liability company that registered as an SEC adviser in 2026. The firm is owned by an individual and positions itself to provide financial planning and discretionary portfolio management services targeted at individuals and small businesses. Its fee model includes both an asset-based (percentage of AUM) component and fixed fees, indicating flexibility to charge either ongoing advisory fees or project-based planning fees. Stone Oak identifies as a single-state adviser and does not list ESG investing as part of its active mandate. It is not structured as a capital allocator, does not act as a pension consultant, and is not a related adviser to another registered entity. The firm lists affiliations with an accountant and an insurance company, suggesting arrangements for tax, reporting, or insurance-related coordination and referrals. Stone Oak currently operates from a single office location.

Assets & Accounts