Surya Capitale Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159173
Registered since
July 2, 2012

Firm profile

FINTRX

Overview

Surya Capitale Securities LLC is organized as a limited liability company and is listed in the dataset as having both a domestic-entity and an individual ownership interest. The record classifies the firm as "Unclassified" and provides very little granular information about its business model: fee structure, advisory activities, client types, and specific lines of business are not disclosed in the source data. The snapshot flags several negative responses that are informative: the firm is not identified as an active ESG investor, not a multi-state adviser, not a capital allocator, not a pension consultant, and not identified as a related adviser. The dataset also notes that the firm is not newly formed. The firm did not supply any narrative on its activities or affiliations, which limits visibility into how it sources mandates, constructs portfolios, or allocates to third-party managers. Because public detail is sparse, any engagement or due diligence should start with direct requests for the firm’s service descriptions, client types, fee arrangements, and documentation of regulatory status and licenses.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Howard Spindel

    Howard Spindel

    Senior Managing DirectorCRD 708042

  • Linda Grimm

    FinOpCRD 1970620

  • Anand Patel

    Anand Patel

    Managing PrincipalCRD 4740552

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
55 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth