Surya Capitale Securities LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159173
Registered since
July 2, 2012

Firm profile

FINTRX

Overview

Surya Capitale Securities LLC is organized as a limited liability company and has been registered with the SEC since 2012. Ownership is described as a mix of a domestic entity and individual owners. Publicly reported attributes classify the firm as "unclassified" and indicate it is not functioning as a capital allocator. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, is not listed as a newly formed adviser, and does not present itself as a pension consultant or related adviser in the available records. The source data does not supply descriptions of client segments, fee arrangements, advisory or business activities, or manager allocation preferences, so those operational details are not reflected in this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Anand Patel

    Anand Patel

    Managing PrincipalCRD 4740552

  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Linda Grimm

    FinOpCRD 1970620

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
55 Wall St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth