SUMNICHT & ASSOCIATES, LLC

RIASEC RegisteredEst. 2001

Total AUM

$108M

Discretionary

$64M

59% of AUM

Avg account

$1.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: APPLETON, Wisconsin
CRD number: 111421
Registered since: May 25, 2001
Website: www.sumnicht.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI100%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sumnicht & Associates, LLC is an independent registered investment adviser operating as a limited liability company that focuses on individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and manager-selection services, and it also operates as an insurance broker. Its operating model emphasizes discretionary portfolio management where appropriate, while retaining non-discretionary relationships for some clients. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm has been SEC-registered since 2001 and positions itself as a capital allocator that can place client assets with third-party managers when specialized strategies are required.