COLLAR CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- APPLETON, Wisconsin
- CRD number
- 152325
- Registered since
- April 30, 2024
- Website
- www.collarcapital.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI81.53%
- Individuals12.83%
- Pension & Profit Sharing Plans5.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Collar Capital Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. Ownership is individual, and the firm serves both individual & family and institutional clients. Its compensation model combines percentage-of-AUM fees with fixed fees. Advisory services listed include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not self-identify as an active ESG investor and does not report being a multi-state adviser. Collar Capital appears equity-oriented by mandate and practice, with exchange-traded equities driving most of the portfolio exposure. It is not positioned as a capital allocator to third-party alternative fund managers, based on available disclosures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents10%
- Public Funds/Mutual Funds4%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Contacts
3 of 4MATTHEW SMITH
SolicitorCRD 4240416
Christopher Collar
Senior Research AnalystCRD 7564184
PATRICK COLLAR
PresidentCRD 4313718
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$4.7M in ETFs
90%
$4.2M
5%
$493K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALERIAN MLP ETF (AMLP) | Passive | Energy Limited Partnership | $1.8M | 34,253 | 38.03% |
Location
APPLETON, WI
OUTAGAMIE
Location
APPLETON, WI
Headquartered in APPLETON, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- OUTAGAMIE
- Address
- 100 W Lawrence St
- Time zone
- CT (UTC-6)
- Office locations
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