SUMMIT PLACE FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- SUMMIT, New Jersey
- CRD number
- 147984
- Registered since
- April 22, 2015
- Website
- summitplacefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.84%
- Corporations / Businesses2.21%
- Individuals0.94%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Summit Place Financial Advisors, LLC is an independent registered investment adviser that provides financial planning and discretionary portfolio management primarily for individuals, families and small businesses. The firm was registered with the SEC in 2015 and is owned by an individual principal. Its client relationships are fee-based, billed as a percentage of assets under management. Summit Place identifies as an active ESG investor and does not operate as a capital allocator; it relies on third-party managers and pooled vehicles rather than running proprietary alternative funds. The firm’s stated advisory focus centers on comprehensive financial planning combined with tailored portfolio construction for private clients. Summit Place received recognition from FA Magazine in 2020 as a Top RIA Firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds24%
- State & Local Bonds6%
- US Government Bonds5%
- Investment Grade Corp Bonds5%
Contacts
3 of 4ELIZABETH MILLER
PresidentCRD 1985197
Assunta McLane
Senior Wealth AdvisorCRD 7661656
Katherine Feeney
Vice President, Wealth AdvisorCRD 8000486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$65.1M in ETFs
85%
$55.4M
15%
$9.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $8.7M | 98,254 | 13.31% |
Location
SUMMIT, NJ
UNION
Location
SUMMIT, NJ
Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- UNION
- Address
- 18 Bank St
- Time zone
- ET (UTC-5)
- Office locations
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