Summit Place Financial Advisors, LLC

RIASEC Registered

Total AUM

$300M

Discretionary

$300M

100% of AUM

Avg account

$897K

Accounts

335

Employees

6

Advisory reps

3

Firm details

Headquarters: Summit, New Jersey
CRD number: 147984
Registered since: April 22, 2015
Website: summitplacefinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI96.84%
Corporations / Businesses2.21%
Individuals0.94%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Summit Place Financial Advisors, LLC is an independent, individually owned RIA organized as an LLC. The firm is SEC-registered (registration year 2015) and serves primarily individual and family clients through a fee model based on a percentage of assets under management. Its core advisory work centers on financial planning and portfolio management for individuals and small businesses. Summit Place identifies as an active ESG investor and was listed among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities51%
Public Funds/Mutual Funds24%
State & Local Bonds6%
US Government Bonds5%
Investment Grade Corp Bonds5%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 48

Active vs passive

$73.7M in ETFs

Passive

86%

$63.2M

Active

14%

$10.5M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES GOLD TRUST (IAU)	BlackRock	Passive	Commodities Focused	$7.3M	93,761	9.94%

Unlock additional holdings →

Primary office

Summit, NJ

Union

Location

Summit, NJ

Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Union
Address: 18 Bank St
Time zone: ET (UTC-5)
Office locations

Similar firms

Concord Management Services, LLC

Summit, NJ

AUM $301MTEAM 2REPS 3

TAP Root Capital Management LP

Summit, NJ

AUM $297MTEAM 8REPS 2

Gulfstream Cm, LLC

Summit, NJ

AUM $244MTEAM 8REPS 6

Om Advisers LP

Summit, NJ

AUM $189MTEAM 1REPS 1

Sophron Capital Management

Summit, NJ

AUM $527MTEAM 2REPS 3

TSP Capital Management Group, LLC

Summit, NJ

AUM $553MTEAM 5REPS 3

More RIAs in Summit →All New Jersey RIAs →