Summit Place Financial Advisors, LLC
Firm details
- Headquarters
- Summit, New Jersey
- CRD number
- 147984
- Registered since
- April 22, 2015
- Website
- summitplacefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.84%
- Corporations / Businesses2.21%
- Individuals0.94%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Summit Place Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The firm serves individual and family clients and offers financial planning and discretionary portfolio management geared toward individuals and small businesses. It charges clients on a percentage-of-AUM basis and reports being an active ESG investor, incorporating environmental, social or governance considerations into its process. Ownership is individual rather than institutional. The firm received recognition from FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds24%
- State & Local Bonds6%
- US Government Bonds5%
- Investment Grade Corp Bonds5%
Contacts
3 of 4Elizabeth Miller
PresidentCRD 1985197
Assunta McLane
Senior Wealth AdvisorCRD 7661656
Katherine Feeney
Vice President, Wealth AdvisorCRD 8000486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$77M in ETFs
85%
$65.2M
15%
$11.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $7.6M | 100,576 | 9.86% |
Location
Summit, NJ
Union
Location
Summit, NJ
Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 18 Bank St
- Time zone
- ET (UTC-5)
- Office locations
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