GULFSTREAM CM, LLC

RIASEC RegisteredEst. 2013
Total AUM
$244M
Discretionary
$244M
100% of AUM
Avg account
$9.8M
Accounts
25
Employees
8
Advisory reps
6

Firm details

Headquarters
SUMMIT, New Jersey
CRD number
165459
Registered since
March 20, 2013
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.49%
  • HNWI20.51%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gulfstream Cm, LLC is a privately held limited liability company that operates as a hedge fund and SEC-registered investment adviser since 2013. Ownership is listed as individual and the firm serves both individual and family clients as well as institutional investors. Its advisory activity combines direct portfolio management for individuals and small businesses with management of pooled investment vehicles. Compensation is a mix of an asset-based fee and performance-linked fees, consistent with hedge fund-style economics. The firm does not identify itself as an active ESG investor, and it is not registered as a multi-state adviser. Regulatory and business affiliations include roles beyond pure advisory work: the firm is tied to broker-dealer activity, CPO/CTA functions, and serves as a sponsor, general partner or managing member for pooled investment vehicles. It does not position itself as a separate capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 96%, Cash & Cash Equivalents 3%, Exchange Traded Equities 1%96%
  • State & Local Bonds96%
  • Cash & Cash Equivalents3%
  • Exchange Traded Equities1%

Owners & executives

2 of 2
  • KATHRYN LAWLOR

    Chief Compliance OfficerCRD 4715219

  • STEPHEN BARRAL

    Chief Operating OfficerCRD 1303911

Contacts

3 of 4
  • ALAN TYSON

    Senior Relationship ManagerCRD 1175662

  • ANDREW SANFORD

    Senior Portfolio ManagerCRD 1916797

  • DEWITT ALEXANDRE

    Senior Relationship ManagerCRD 811398

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SUMMIT, NJ

UNION

Location

SUMMIT, NJ

Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
450 Springfield Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth